was about to commit such
acts or had done so and the superior failed to take
the necessary and reasonable measures to prevent such
acts or to punish the perpetrators thereof.
4. The fact that an accused
person acted pursuant to an order of a Government or
of a superior shall not relieve him of criminal
responsibility, but may be considered in mitigation
of punishment if the International Tribunal
determines that justice so requires.
"53. An important
element in relation to the competence ratione
personae (personal jurisdiction) of the International
Tribunal is the principle of individual criminal
responsibility. As noted above, the Security Council
has reaffirmed in a number of resolutions that
persons committing serious violations of
international humanitarian law in the former
Yugoslavia are individually responsible for such
violations.
54. The Secretary-General
believes that all persons who participate in the
planning, preparation or execution of serious
violations of international humanitarian law in the
former Yugoslavia contribute to the commission of the
violation and are, therefore, individually
responsible.
55. Virtually all of the
written comments received by the Secretary-General
have suggested that the statute of the International
Tribunal should contain provisions with regard to the
individual criminal responsibility of heads of State,
government officials and persons acting in an
official capacity. These suggestions draw upon the
precedents following the Second World War. The
Statute should, therefore, contain provisions which
specify that a plea of head of State immunity or that
an act was committed in the official capacity of the
accused will not constitute a defence, nor will it
mitigate punishment.
56. A person in a position
of superior authority should, therefore, be held
individually responsible for giving the unlawful
order to commit a crime under the present statute.
But he should also be held responsible for failure to
prevent a crime or to deter the unlawful behaviour of
his subordinates. This imputed responsibility or
criminal negligence is engaged if the person in
superior authority knew or had reason to know that
his subordinates were about to commit or had
committed crimes and yet failed to take the necessary
and reasonable steps to prevent or repress the
commission of such crimes or to punish those who had
committed them.41"